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Web Sites in Category Goldman Sachs
Committee on Energy and Commerce Letter Regarding SEC Meeting with Goldman Sachs - The House Committee shows its concern about SEC chairman Harvey Pitt meeting firm under investigation without the presence of his enforcement staff.
SEC: Goldman Sachs Research Analyst Conflicts of Interest - Alleged that the research team was aligned with and pitched the firm's investment banking activities.
SEC: Goldman Sachs Traded Based on Non-Public Information - Determined that the form willfully violated the provisions of the Exchange Act that prohibit fraud by broker-dealers and government securities dealers.
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